-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NQKa42rGggI7Zd6ONqXrqqgFQuRg37JwFpC697rEvi0Wjhq4soxHlvRdevwKIF+k Fs4lIl+zHx+KKwE7l62I2w== 0000899243-03-000134.txt : 20030130 0000899243-03-000134.hdr.sgml : 20030130 20030130133100 ACCESSION NUMBER: 0000899243-03-000134 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NBC CAPITAL CORP CENTRAL INDEX KEY: 0000742054 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 640694775 STATE OF INCORPORATION: MS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35512 FILM NUMBER: 03531610 BUSINESS ADDRESS: STREET 1: NBC PLZ STREET 2: P O BOX 1187 CITY: STARKVILLE STATE: MS ZIP: 39759 BUSINESS PHONE: 6013431341 MAIL ADDRESS: STREET 1: NBC PLAZA STREET 2: P O BOX 1187 CITY: STARKVILLE STATE: MS ZIP: 39759 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL BANK OF COMMERCE EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0001084445 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 646190184 STATE OF INCORPORATION: MS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: NBC PLZ STREET 2: P O BOX 1187 CITY: STARKVILLE STATE: MS ZIP: 39759 BUSINESS PHONE: 6013431341 MAIL ADDRESS: STREET 1: 803 MAIN STREET CITY: COLUMBUS STATE: MS ZIP: 39701 SC 13G/A 1 dsc13ga.txt SCHEDULE 13G/A FOR ESOP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) NBC Capital Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $1.00 Par Value Per Share - -------------------------------------------------------------------------------- (Title of Class of Securities) 628729-10-5 - -------------------------------------------------------------------------------- (CUSIP Number) Various - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP NO. 628729-10-5 Schedule 13G 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). National Bank of Commerce Employee Stock Ownership Plan 64-6190184 ------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) Not Applicable ------------------------------------------------------------------------- 3. SEC Use Only ------------------------------------------------------------------------- 4. Citizenship or Place of Organization Mississippi ------------------------------------------------------------------------- Number of 5. Sole Voting Power None Shares ---------------------------------------------------------- Beneficially 6. Shared Voting Power 402,093 Owned by ---------------------------------------------------------- Each 7. Sole Dispositive Power None Reporting ---------------------------------------------------------- Person With 8. Shared Dispositive Power 402,093 ------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 402,093 shares as of December 31, 2002 ------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) Not Applicable ------------------------------------------------------------------------- 11. Percent Of Class Represented By Amount In Row (9) 4.9% ------------------------------------------------------------------------- 12. Type Of Reporting Person (See Instructions) EP ------------------------------------------------------------------------- Item 1 (a) Name of Issuer: NBC Capital Corporation (b) Address of Issuer's Principal Executive Offices: 301 East Main Street, Starkville, Mississippi 39760 CUSIP NO. 628729-10-5 Schedule 13G Item 2 (a) Name of Person Filing: National Bank of Commerce Employee Stock Ownership Plan (b) Address of Principal Business Office or, if none, Residence: c/o National Bank of Commerce P.O. Box 631, Columbus, Mississippi 39703-0631 (c) Citizenship: Mississippi (d) Title of Class of Securities: Common Stock, $1.00 Par Value Per Share (e) CUSIP Number: 628729-10-5 Item 3 If this statement is filed pursuant to(SS).(SS).240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (f) X An employee benefit plan in accordance with (SS)240.13d-1(b)(1)(ii)(F) Item 4 Ownership. (a) Amount beneficially owned: 402,093 shares as of December 31, 2002. (b) Percent of class: 4.9% (Based on total outstanding shares of 8,187,454 as of December 31, 2002). (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: None ------------ (ii) Shared power to vote or to direct the vote: 402,093 ------------ (iii) Sole power to dispose or to direct the disposition of: None ------------ (iv) Shared power to dispose or to direct the disposition of: 402,093 ------------
Item 5 Ownership of Five Percent or Less of a Class. [X] This statement is being filed to report the fact that, as of the date of this report, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities. CUSIP NO. 628729-10-5 Schedule 13G Item 6 Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not Applicable Item 8 Identification and Classification of Members of the Group. Not Applicable Item 9 Notice of Dissolution of Group. Not Applicable Item 10 Certifications. (a) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. (b) Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 30, 2003 NATIONAL BANK OF COMMERCE EMPLOYEE STOCK OWNERSHIP PLAN /s/ KIRK HARDY ------------------------------------------- By: Kirk Hardy Title: Vice President and Trust Officer -----END PRIVACY-ENHANCED MESSAGE-----